Julia Siu Lie Lee
李紹莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julia Siu Lie Lee (李紹莉), a licensed former licensee with CE reference AEO838. This person has 17.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-07 | 2023-09-30 |
| Hexa Asset Management Limited 凱盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-07 | 2023-09-30 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-17 | 2019-01-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-17 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-17 | 2019-01-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-17 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2013-01-17 | 2015-09-16 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-01-17 | 2014-12-31 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-07-07 | 2012-12-14 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-07-07 | 2012-12-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-06-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2009-06-21 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-27 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julia Siu Lie Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.