Chi Yiu Lau
劉志耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yiu Lau (劉志耀), a licensed Responsible Officer with CE reference AEM824. Currently licensed at 1 firm(s): United Gain Investment Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 4 - Advising on securities | 2003-08-07 | present |
| United Gain Investment Limited 聯威投資有限公司 |
RO | Type 9 - Asset management | 2003-08-07 | present |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yiu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chor Wah Richard Lum | United Gain Investment Limited | 2003–2021 |
| Ying Ying Wong | United Gain Investment Limited | 2010–2019 |
| Scott Kin Chung Tsoi | United Gain Investment Limited | 2019–present |
| Ka Ho Cheng | United Gain Investment Limited | 2016–2021 |
| Thomas Chi Yin Lau | United Gain Investment Limited | 2021–present |
| Kevin Chung Kiu Shum | United Gain Investment Limited | 2007–2011 |
| Lok Hui | United Gain Investment Limited | 2014–2016 |
| Leo Kei Shui Yan | United Gain Investment Limited | 2011–2013 |