Zumin Patrick Jr. Tam
譚祖岷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zumin Patrick Jr. Tam (譚祖岷), a licensed Representative with CE reference AEM645. Currently licensed at 1 firm(s): FIL Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 20.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-03 | present |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-28 | 2020-06-26 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-28 | 2020-06-26 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-19 | 2016-04-24 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-19 | 2016-04-24 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-18 | 2007-07-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-18 | 2007-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zumin Patrick Jr. Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.