Ka Man Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Wong (黃家文), a licensed Responsible Officer with CE reference AEK749. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 21.7 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-10 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-10 | present |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2009-03-24 | 2010-03-05 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-03-24 | 2010-03-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-26 | 2007-08-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-02-26 | 2007-08-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-03 | 2007-02-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-27 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-02-26 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.