Philippe Herve Marc Legrand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Herve Marc Legrand, a licensed Responsible Officer with CE reference AEK110. Currently licensed at 1 firm(s): LCA Solutions Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | RO | Type 1 - Dealing in securities | 2010-07-30 | present |
| LCA Solutions Limited | RO | Type 4 - Advising on securities | 2010-07-30 | present |
| LCA Solutions Limited | RO | Type 9 - Asset management | 2010-07-30 | present |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-04-30 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philippe Herve Marc Legrand during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.