Peggy Tsui Ping Tang
鄧翠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Tsui Ping Tang (鄧翠萍), a licensed former licensee with CE reference AED993. This person has 2.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2007-10-25 |
| 3V Capital Limited | Rep | Type 1 - Dealing in securities | 2006-06-01 | 2006-09-25 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-10 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-10 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-10-10 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-13 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-13 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-09-13 | 2005-11-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peggy Tsui Ping Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.