Richard Evan Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Evan Jones, a licensed Responsible Officer with CE reference AEC527. Currently licensed at 1 firm(s): Holborn Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.9 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holborn Limited | RO | Type 4 - Advising on securities | 2024-09-12 | present |
| Holborn Limited | RO | Type 9 - Asset management | 2024-09-12 | present |
| MA Asset Management (Hong Kong) Limited 美馳澳洲資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-09-21 | 2022-10-21 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 - Advising on securities | 2019-06-10 | 2021-02-16 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 - Asset management | 2019-06-10 | 2021-02-16 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-21 | 2019-06-10 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-21 | 2019-06-10 |
| Progeny (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-10-22 | 2019-04-16 |
| Progeny (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-10-22 | 2019-04-16 |
| Progeny (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-10-15 | 2018-10-22 |
| Progeny (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-10-15 | 2018-10-22 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 - Advising on securities | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 - Asset management | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-09-24 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-09-04 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 - Asset management | 2007-09-04 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-23 | 2007-09-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2007-05-23 | 2007-09-04 |
| Asia Pacific Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2006-12-15 | 2007-04-27 |
| Asia Pacific Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-12-15 | 2007-04-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-02-25 | 2006-11-10 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-02-22 | 2006-11-10 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-09 | 2005-01-24 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2003-10-31 | 2004-07-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-27 | 2004-07-02 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-23 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-23 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-22 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Evan Jones during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Doron Huang | CBH Asia Limited | 2003–2018 |
| Jon Patrick Dingley | CBH Asia Limited | 2003–2018 |
| Jason Alexander Going | CBH Asia Limited | 2004–2016 |
| Yuet Ming Tong | CBH Asia Limited | 2003–2016 |
| Lai Wai Tse | CBH Asia Limited | 2003–2014 |
| Jannie Man Hsih Shum | CBH Asia Limited | 2003–2016 |
| Mei Sze Wong | CBH Asia Limited | 2005–2014 |
| Julie Ning Chi Kwok | CBH Asia Limited | 2007–2016 |
| Kenman Wai Ching Wong | CBH Asia Limited | 2006–2016 |
| Kevin Chi Kit Liem | CBH Asia Limited | 2009–2018 |
| David Charles Blumsom | CBH Asia Limited | 2011–2018 |
| Anthony David Roberts | CBH Asia Limited | 2007–2016 |
| Maria Yuk Munn Cheung | CBH Asia Limited | 2006–2014 |
| Christopher Paul Frederick Hopkins | CBH Asia Limited | 2007–2016 |
| Nicholas John Donaldson | CBH Asia Limited | 2007–2016 |
| Milton Kwan Leung | CBH Asia Limited | 2007–2014 |
| Zachary Tin Ying Chan | CBH Asia Limited | 2011–2018 |
| Anita Hoi Ying Caswell Ng | CBH Asia Limited | 2011–2018 |
| Jimmy Chi-Yung Ip | CBH Asia Limited | 2012–2018 |
| Yuk Tong Suen | CBH Asia Limited | 2003–2011 |