Percy Pak Hin Chan
陳柏軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Percy Pak Hin Chan (陳柏軒), a licensed former licensee with CE reference AEB921. This person has 7.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-25 | 2022-10-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 - Advising on securities | 2019-09-25 | 2025-01-18 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 - Asset management | 2019-09-25 | 2025-01-18 |
| Goldlark (Hong Kong) Asset Management Company Limited 金百臨(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-09 | 2019-04-06 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-05 | 2007-02-17 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-17 | 2007-02-17 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-10-17 | 2007-02-17 |
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2005-04-18 | 2006-08-31 |
| Pioneer Global Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2005-04-18 | 2006-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Percy Pak Hin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.