James Fong Lim
李振球
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Fong Lim (李振球), a licensed former licensee with CE reference ADZ899. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS International Hong Kong Limited | RO | Type 1 - Dealing in securities | 2005-10-26 | 2007-04-01 |
| UBS International Hong Kong Limited | RO | Type 4 - Advising on securities | 2005-10-26 | 2007-04-01 |
| UBS International Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2005-05-04 | 2005-10-26 |
| UBS International Hong Kong Limited | Rep | Type 4 - Advising on securities | 2005-05-04 | 2005-10-26 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as James Fong Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Charles Yiu Wing Chiu | UBS International Hong Kong Limited | 2005–2007 |
| Mark Ching Chau Yang | UBS International Hong Kong Limited | 2006–2007 |
| Alberto Hamonet Brea | UBS International Hong Kong Limited | 2005–2006 |
| Ciying Sun | UBS International Hong Kong Limited | 2005 |
| Catherine Marie Lapadula | UBS International Hong Kong Limited | 2006–2007 |