Arthur Elliott Yama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Elliott Yama ( ), a licensed former licensee with CE reference ADY491. This person has 17.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aquitaine Investment Advisors Limited |
RO | Type 4 - Advising on securities | Pre-2003 | 2020-06-11 |
| Aquitaine Investment Advisors Limited |
RO | Type 9 - Asset management | Pre-2003 | 2020-06-11 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Elliott Yama during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Marlene Rita Wittman | Aquitaine Investment Advisors Limited | 2003–2019 |
| Vivian Gi Yue Lee | Aquitaine Investment Advisors Limited | 2003–2005 |
| Bernard Ka Ho Yu | Aquitaine Investment Advisors Limited | 2010–2012 |
| Dhileepan Parameswaran | Aquitaine Investment Advisors Limited | 2016 |