Joanne Loney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Loney, a licensed Representative with CE reference ADW074. Currently licensed at 1 firm(s): St. James's Place (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-06-17 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-06-13 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-06-13 | present |
| St. James's Place (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2007-04-13 |
| St. James's Place (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-16 |
| St. James's Place (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanne Loney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.