Po Chu Chu
朱寶珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Chu Chu (朱寶珠), a licensed former licensee with CE reference ADV854. This person has 21.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-10 | 2024-09-24 |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-08-10 | 2024-09-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2017-08-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-12 | 2017-08-04 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-08 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-08 | 2008-03-03 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-07-15 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2006-07-15 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-25 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-25 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-25 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-25 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Po Chu Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.