Michael William Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Moore, a licensed former licensee with CE reference ADV422. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited | RO | Type 4 - Advising on securities | 2005-08-26 | 2006-09-30 |
| Old Peak Limited | RO | Type 5 - Advising on futures contracts | 2005-08-26 | 2006-09-30 |
| Old Peak Limited | RO | Type 9 - Asset management | 2005-08-26 | 2006-09-30 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael William Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Alan Keith Wightman | Old Peak Limited | 2005–2006 |
| Ming Sun Wan | Old Peak Limited | 2005–2006 |
| Terence Luk | Old Peak Limited | 2006 |
| Vui Ling Leong | Old Peak Limited | 2006 |
| Todd David Zwaanstra | Old Peak Limited | 2006 |
| Marco Thomas Roccia | Old Peak Limited | 2006 |