Ernie Chung Ying Tam
譚仲英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernie Chung Ying Tam (譚仲英), a licensed former licensee with CE reference ADV123. This person has 15.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-08-25 | 2020-10-02 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 - Advising on securities | 2010-12-16 | 2011-06-16 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 - Asset management | 2010-12-16 | 2020-10-02 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-13 | 2010-12-16 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-05-13 | 2010-12-16 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-09-27 | 2008-03-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2005-09-27 | 2008-03-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-27 |
| Biz Corp Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Biz Corp Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-27 |
| Biz Corp Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernie Chung Ying Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.