Shu Fan Lee
李樹勛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Fan Lee (李樹勛), a licensed former licensee with CE reference ADT668. This person has 12.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tarascon Capital Management (Hong Kong) Limited |
RO | Type 9 - Asset management | 2017-07-26 | 2023-09-30 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | 2015-02-17 | 2017-07-14 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2015-02-17 | 2017-07-14 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2011-03-21 | 2015-01-29 |
| Nuoxin Capital (Hong Kong) Limited 諾信資本(香港)有限公司 |
RO | Type 9 - Asset management | 2011-03-21 | 2015-01-29 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Fan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.