Hung I Chin
金弘毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung I Chin (金弘毅), a licensed former licensee with CE reference ADT385. This person has 10.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2017-12-28 | 2022-11-01 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-09-29 | 2017-12-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-29 | 2016-12-17 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2012-06-07 | 2015-07-29 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-01 |
| UBS Securities Asia Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-01 |
| UBS Securities Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-07-01 |