Simon Shiu Cheung Soo
蘇兆昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Shiu Cheung Soo (蘇兆昌), a licensed Responsible Officer with CE reference ADR749. Currently licensed at 1 firm(s): Soo Pui Chen Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-21 | present |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Shiu Cheung Soo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Ming Chu | Soo Pui Chen Securities Limited | 2005–present |
| Pik Yu Kwok | Soo Pui Chen Securities Limited | 2008–present |
| Hung Kin Soo | Soo Pui Chen Securities Limited | 2009–2018 |
| Katherine King Wai Ip Yuen | Soo Pui Chen Securities Limited | 2018–2023 |
| Miranda Kai Hang Lee | Soo Pui Chen Securities Limited | 2023–present |
| Kin Hung Tam | Soo Pui Chen Securities Limited | 2023–2025 |
| Hung Sham Soo | Soo Pui Chen & Company | 2003–2005 |