Shane Vivian Julian Stuart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Vivian Julian Stuart, a licensed Responsible Officer with CE reference ADR450. Currently licensed at 1 firm(s): Wellchamp Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 20.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 - Asset management | 2011-09-20 | present |
| Wharton Investment Advisors Limited | RO | Type 4 - Advising on securities | 2007-10-10 | 2009-03-31 |
| Wharton Investment Advisors Limited | RO | Type 9 - Asset management | 2007-10-10 | 2009-03-31 |
| Wharton Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2007-09-21 | 2007-10-10 |
| Wharton Investment Advisors Limited | Rep | Type 9 - Asset management | 2007-09-21 | 2007-10-10 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 - Asset management | 2006-06-30 | 2007-07-31 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 4 - Advising on securities | 2005-03-22 | 2007-07-31 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 - Asset management | 2005-03-22 | 2005-12-22 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-22 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-23 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shane Vivian Julian Stuart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.