Shuk Yi Lee
李淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Lee (李淑儀), a licensed former licensee with CE reference ADN792. This person has 0.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-07 | 2014-04-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-15 | 2014-04-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-15 | 2014-04-11 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2014-01-15 | 2014-04-11 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-19 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-19 | 2013-10-01 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-19 | 2013-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuk Yi Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.