Lawrence Kai Lo
盧騏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kai Lo (盧騏), a licensed former licensee with CE reference ADK809. This person has 14.0 years of SFC licence history. Total licence records on file: 16.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Thomas Global Financial Services Limited 石匠環球金服有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-19 | 2018-05-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-19 | 2018-05-11 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-19 | 2018-05-11 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-15 | 2017-09-29 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 4 - Advising on securities | 2010-12-15 | 2017-09-29 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
RO | Type 9 - Asset management | 2010-12-15 | 2017-09-29 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-05-30 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | 2007-12-28 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2007-12-04 | 2010-06-30 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
RO | Type 9 - Asset management | 2007-12-04 | 2010-06-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2007-09-30 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-25 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Kai Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.