Kai Yiu Lai
賴繼堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yiu Lai (賴繼堯), a licensed former licensee with CE reference ADJ156. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-08 | 2011-10-31 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-23 | 2008-10-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-16 | 2008-10-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-28 | 2006-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yiu Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.