Kenny Chi Yip Tam
譚梓業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Chi Yip Tam (譚梓業), a licensed former licensee with CE reference ADH089. This person has 18.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Futures Limited 創僑期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-18 | 2021-01-28 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-07 | 2023-11-30 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-07 | 2023-11-30 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-29 | 2014-06-24 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-29 | 2014-06-24 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-29 | 2014-06-24 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-27 | 2012-10-19 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-17 | 2012-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-11 | 2012-10-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-26 | 2006-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenny Chi Yip Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.