Shui Yan Li
李瑞恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Yan Li (李瑞恩), a licensed Responsible Officer with CE reference ADA073. Currently licensed at 1 firm(s): Prosper Voyage Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 23.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosper Voyage Capital Limited 澤遠融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-01-21 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 - Dealing in securities | 2012-12-11 | 2015-12-07 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-10-03 | 2015-12-07 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2003-10-08 | 2011-07-13 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.