Conrad Kam Wah Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Kam Wah Cheng (鄭錦華), a licensed Responsible Officer with CE reference ACT428. Currently licensed at 1 firm(s): INNO Seresia Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.7 years of SFC licence history. Total licence records on file: 31.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| INNO Seresia Asset Management Limited 因諾信瑞資産管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-01 | present |
| INNO Seresia Asset Management Limited 因諾信瑞資産管理有限公司 |
RO | Type 9 - Asset management | 2019-02-01 | present |
| Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-08-25 | 2017-12-31 |
| Red Gate Asset Management Company Limited | RO | Type 4 - Advising on securities | 2016-09-28 | 2017-07-01 |
| Red Gate Asset Management Company Limited | RO | Type 9 - Asset management | 2016-09-28 | 2017-07-01 |
| Red Gate Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2016-08-26 | 2016-09-28 |
| Red Gate Asset Management Company Limited | Rep | Type 9 - Asset management | 2016-08-26 | 2016-09-28 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 4 - Advising on securities | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
RO | Type 9 - Asset management | 2014-03-21 | 2016-06-30 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-03 | 2014-03-21 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-03 | 2014-03-21 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2014-03-03 | 2014-03-21 |
| Funderstone Securities Limited | RO | Type 4 - Advising on securities | 2013-03-05 | 2014-03-03 |
| Funderstone Futures Limited | RO | Type 9 - Asset management | 2013-03-05 | 2014-03-03 |
| Funderstone Securities Limited | RO | Type 9 - Asset management | 2013-03-05 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-11 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 4 - Advising on securities | 2010-05-11 | 2014-03-03 |
| Cynosure Asset Management Hong Kong Limited 香港眾聯投資管理有限公司 |
RO | Type 9 - Asset management | 2010-05-11 | 2014-03-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-26 | 2010-01-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-26 | 2010-01-12 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-08-26 | 2010-01-12 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-13 | 2009-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-19 | 2009-07-09 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2008-05-19 | 2009-07-09 |
| Infinity Strategic Advisors Limited | RO | Type 4 - Advising on securities | 2006-02-16 | 2008-04-30 |
| Infinity Strategic Advisors Limited | RO | Type 9 - Asset management | 2006-02-16 | 2008-04-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-06-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Conrad Kam Wah Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.