Ana Wai Man Fan
樊惠文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ana Wai Man Fan (樊惠文), a licensed former licensee with CE reference ACQ100. This person has 15.9 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2012-06-18 | 2022-06-30 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 9 - Asset management | 2012-06-18 | 2022-06-30 |
| RCM Asia Pacific Limited | Rep | Type 9 - Asset management | 2010-08-16 | 2011-07-10 |
| RCM Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2010-06-24 | 2011-07-10 |
| RCM Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2010-06-24 | 2011-07-10 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-12 | 2010-05-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-12 | 2010-05-24 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2010-04-12 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-28 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-28 | 2010-05-24 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-09-28 | 2010-05-24 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2007-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2007-07-31 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 - Asset management | 2006-09-25 | 2007-07-31 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 - Asset management | 2006-09-25 | 2007-07-31 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2003-09-04 | 2005-01-06 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2003-09-04 | 2005-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ana Wai Man Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.