Karen Chia Lin Hsu
徐嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Chia Lin Hsu (徐嘉琳), a licensed former licensee with CE reference ACO622. This person has 11.5 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 4 - Advising on securities | 2018-10-15 | 2021-10-23 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-27 | 2021-10-23 |
| Sigma Capital Management Limited 眾和證券有限公司 |
RO | Type 9 - Asset management | 2011-03-11 | 2021-10-23 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-23 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-23 |
| UBS Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
| UBS Securities Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Chia Lin Hsu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.