Ling Kwan Ngai
魏令君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Kwan Ngai (魏令君), a licensed former licensee with CE reference ACN663. This person has 20.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-10 | 2024-05-01 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-02 | 2024-05-01 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-25 | 2008-11-28 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2006-03-14 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 - Advising on securities | 2005-06-01 | 2006-03-14 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-09 | 2005-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling Kwan Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.