Louis Piers Higson Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louis Piers Higson Smith, a licensed Responsible Officer with CE reference ACN201. Currently licensed at 1 firm(s): Arknight Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 14.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arknight Limited | RO | Type 6 - Advising on corporate finance | 2026-06-15 | present |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-12-01 | 2024-05-02 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-12-01 | 2025-04-30 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-22 | 2016-11-09 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-05 | 2014-08-22 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-07-07 | 2014-01-22 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-07-07 | 2014-01-22 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 1 - Dealing in securities | 2005-04-27 | 2008-08-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 4 - Advising on securities | 2005-04-27 | 2008-08-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-27 | 2008-08-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Louis Piers Higson Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.