Kit Ming Lo
盧潔明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Ming Lo (盧潔明), a licensed former licensee with CE reference ACG022. This person has 20.4 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-31 | 2024-04-08 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-31 | 2024-04-08 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-18 | 2022-03-04 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-28 | 2010-12-18 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-13 | 2006-08-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-23 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-11-22 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-11-22 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Ming Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.