Jeanne Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeanne Mok (莫靜芬), a licensed Representative with CE reference ACE638. Currently licensed at 1 firm(s): Yuanta Securities (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.5 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-18 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-18 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-02 | 2008-12-05 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-02 | 2008-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jeanne Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.