Eddy Ka Yip Lau
劉家業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eddy Ka Yip Lau (劉家業), a licensed Responsible Officer with CE reference ACD286. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 20.7 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-12-27 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-03 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-05-03 | present |
| CA Premium International (HK) Limited | RO | Type 3 - Leveraged foreign exchange trading | 2019-09-23 | 2023-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-27 | 2012-05-03 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-27 | 2012-05-03 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-09 | 2012-03-21 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2011-06-09 | 2012-03-21 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2011-06-09 | 2012-03-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-16 | 2011-06-09 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-16 | 2011-06-09 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-16 | 2011-06-09 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2011-05-16 | 2011-06-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 - Asset management | 2009-10-13 | 2011-05-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-03-20 | 2009-10-13 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-01-08 | 2011-05-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-11-01 | 2011-05-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-05 | 2011-05-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-05 | 2008-01-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-15 | 2007-07-05 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2006-12-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-01 | 2006-10-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-01 | 2006-10-26 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-01 | 2006-10-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-09-01 | 2006-10-26 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 - Dealing in securities | 2006-07-24 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 - Advising on securities | 2006-07-24 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-03-03 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-03-03 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 9 - Asset management | 2005-09-29 | 2006-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eddy Ka Yip Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.