Robert Tu-Yun Tsai
蔡篤昀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Tu-Yun Tsai (蔡篤昀), a licensed former licensee with CE reference ACB484. This person has 13.9 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-24 | 2017-12-29 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-24 | 2017-12-29 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 - Asset management | 2013-05-24 | 2017-12-29 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2011-09-20 | 2012-09-30 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-26 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Tu-Yun Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.