Wai Ming Siu

蕭偉明
CE No. ABZ461 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Siu (蕭偉明), a licensed former licensee with CE reference ABZ461. This person has 1.2 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Prudential Brokerage Limited
信誠證券有限公司		 Rep Type 1 - Dealing in securities 2009-04-17 2009-10-28
Nerico Brothers Limited Rep Type 1 - Dealing in securities 2008-07-21 2009-04-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Ming Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Josaphat Chi Chung Lui Nerico Brothers Limited 2008–2009
Wai Keung Choy Nerico Brothers Limited 2008–2009
Stephanie Hei Yu Hwang Nerico Brothers Limited 2008–2009
Lap Wai Ho Nerico Brothers Limited 2008–2009
Joannie Yuen Pui Tsang Nerico Brothers Limited 2008–2009
Mei Li Tsai Nerico Brothers Limited 2008–2009
Joanna Ka Loy Si Nerico Brothers Limited 2008–2009
Wai Hong Wong Nerico Brothers Limited 2008–2009
Kin Lung Leung Nerico Brothers Limited 2008–2009
Lap Keung Hui Prudential Brokerage Limited 2009
Kam Wing Wong Prudential Brokerage Limited 2009
Fong Wa Chin Nerico Brothers Limited 2008–2009
Tse Fung Wong Prudential Brokerage Limited 2009
Yu Hin Luk Prudential Brokerage Limited 2009
Tin Wai Ng Prudential Brokerage Limited 2009
Ming Cere Lee Prudential Brokerage Limited 2009
Wai Kei Ng Prudential Brokerage Limited 2009
Cho Ho So Prudential Brokerage Limited 2009
Horace Hoi Hung Wong Prudential Brokerage Limited 2009
Peter Chun Shing Chan Prudential Brokerage Limited 2009
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