King Man Lai

黎景文
CE No. ABX825 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Man Lai (黎景文), a licensed former licensee with CE reference ABX825. This person has 19.3 years of SFC licence history. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Lighthouse Capital (HK) Financial Limited
光源資本(香港)金融有限公司
RO Type 1 - Dealing in securities 2017-03-08 2023-06-30
Lighthouse Capital (HK) Financial Limited
光源資本(香港)金融有限公司
RO Type 9 - Asset management 2017-03-08 2023-06-30
Grit Securities Limited
啟恒證券有限公司
RO Type 1 - Dealing in securities 2016-08-31 2017-03-03
Joincap Capital Limited
中楷資本有限公司
RO Type 4 - Advising on securities 2014-08-22 2017-03-03
Joincap Capital Limited
中楷資本有限公司
RO Type 9 - Asset management 2014-08-22 2017-03-03
Jimei Asset Management Limited
集美資產管理有限公司
RO Type 9 - Asset management 2011-08-19 2011-12-31
Jimei Securities Limited
集美證券有限公司
RO Type 1 - Dealing in securities 2009-12-01 2013-09-30
Greater China Securities Limited
大中華證券有限公司
RO Type 1 - Dealing in securities 2007-04-13 2009-11-30
Greater China Securities Limited
大中華證券有限公司
Rep Type 1 - Dealing in securities 2007-03-26 2007-04-13
Hongkong Bay Securities Limited
港灣證券有限公司
RO Type 1 - Dealing in securities 2004-12-09 2007-02-28
Hongkong Bay Securities Limited
港灣證券有限公司
Rep Type 1 - Dealing in securities 2004-11-08 2004-12-09
Greater China Securities Limited
大中華證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2004-10-29
Greater China Securities Limited
大中華證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-10-29
Jimei Wealth Management Limited
集美財富管理有限公司
RO Type 4 - Advising on securities Pre-2003 2004-02-26
Greater China Securities Limited
大中華證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-10-29
Greater China Securities Limited
大中華證券有限公司
RO Type 9 - Asset management Pre-2003 2004-10-29

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