Ronnie Chun Hung Kung

龔臻虹
CE No. ABU345 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronnie Chun Hung Kung (龔臻虹), a licensed Responsible Officer with CE reference ABU345. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 23.5 years of SFC licence history. Total licence records on file: 24.

Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 1 - Dealing in securities 2024-08-01 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 5 - Advising on futures contracts 2018-12-14 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 1 - Dealing in securities 2016-11-08 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 2 - Dealing in futures contracts 2016-11-08 present
BOCI Securities Limited
中銀國際證券有限公司
RO Type 4 - Advising on securities 2016-11-08 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2014-01-22 2016-11-08
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 2 - Dealing in futures contracts 2014-01-22 2016-11-08
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 3 - Leveraged foreign exchange trading 2014-01-22 2014-11-21
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
RO Type 1 - Dealing in securities 2010-01-20 2013-12-13
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
RO Type 2 - Dealing in futures contracts 2010-01-20 2013-12-13
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
RO Type 2 - Dealing in futures contracts 2010-01-20 2013-01-22
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
RO Type 3 - Leveraged foreign exchange trading 2010-01-20 2013-12-13
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2010-01-20
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2010-01-20
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2010-01-20
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading Pre-2003 2010-01-20
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-08-05
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-08-05
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-09-02
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-05
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-05
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2004-08-05

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