Daniel Tak Ho Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Tak Ho Wong (黃德豪), a licensed Responsible Officer with CE reference ABT338. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-12 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-10-12 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-14 | 2016-10-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-14 | 2016-10-12 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-06-06 | 2007-05-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-05-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Tak Ho Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Martin Chat Tin Leung | VC Brokerage Limited | 2003–2007 |
| Shofia Wo Ping Suen | VC Brokerage Limited | 2003–2007 |
| Paddy Yiu Chung Leung | VC Brokerage Limited | 2003–2007 |
| Suk Hing Chow | VC Brokerage Limited | 2003–2007 |
| Chi Wai Leung | VC Brokerage Limited | 2003–2007 |
| Yik Hui | VC Futures Limited | 2003–2007 |
| Po Chu Lau | VC Brokerage Limited | 2003–2007 |
| Wai Chun Chan | VC Brokerage Limited | 2003–2007 |
| Sau Lin Wong | VC Brokerage Limited | 2003–2007 |
| Ella Sau Kuen Lau | VC Brokerage Limited | 2003–2007 |
| Dick Tak Ming Ma | VC Brokerage Limited | 2003–2007 |
| Chester Ying Ho Tam | VC Brokerage Limited | 2003–2007 |
| Tak Choi Cheng | VC Brokerage Limited | 2003–2007 |
| Chung Shing Cheung | VC Brokerage Limited | 2003–2007 |
| Lai Ying Lee | VC Brokerage Limited | 2003–2007 |
| Man Shu Lee | VC Brokerage Limited | 2003–2007 |
| Chi Ho Leung | VC Brokerage Limited | 2003–2007 |
| Tak Ming Mok | VC Brokerage Limited | 2003–2007 |
| Sau Ho Chan | VC Brokerage Limited | 2003–2007 |
| Joanna Shuk Yee Cheung | VC Brokerage Limited | 2003–2007 |