Janice Soo Ngor Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janice Soo Ngor Chan (陳素娥), a licensed Responsible Officer with CE reference ABS282. Currently licensed at 1 firm(s): Pyxis Wealth Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-18 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 - Advising on securities | 2020-11-18 | present |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 - Asset management | 2020-11-18 | present |
| Alphatraxx (H.K.) Limited | RO | Type 4 - Advising on securities | 2005-12-23 | 2006-04-03 |
| Alphatraxx (H.K.) Limited | RO | Type 9 - Asset management | 2005-12-23 | 2006-04-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Janice Soo Ngor Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.