Michael Bartus Bugel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Bartus Bugel, a licensed former licensee with CE reference ABQ525. This person has 7.8 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-17 | 2012-06-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-17 | 2012-06-13 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-11 | 2010-07-04 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-11 | 2010-07-04 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-08-22 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 4 - Advising on securities | 2006-08-22 | 2008-08-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-03 | 2006-08-22 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-03 | 2008-04-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-03 | 2006-08-22 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2004-08-26 | 2006-07-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2004-05-04 | 2006-07-19 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-27 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Bartus Bugel during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.