Angello Kam Chi Chan
陳錦池
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angello Kam Chi Chan (陳錦池), a licensed former licensee with CE reference ABN253. This person has 19.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 5 - Advising on futures contracts | 2020-05-29 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2016-11-18 | 2018-10-02 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2016-11-18 | 2023-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2016-11-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-04-02 | 2016-11-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-22 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-11 |