Steven James Seymour
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven James Seymour, a licensed former licensee with CE reference ABM769. This person has 9.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-08 | 2015-06-13 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-03 | 2013-01-08 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-05 | 2012-02-03 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-12 | 2011-09-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-15 | 2009-08-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-09 | 2008-10-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2004-08-30 | 2007-01-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2004-08-30 | 2007-01-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 - Providing automated trading services | 2004-08-30 | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2003-04-30 | 2007-01-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2003-04-30 | 2007-01-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 - Providing automated trading services | 2003-04-30 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven James Seymour during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.