David Lui
雷昌年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lui (雷昌年), a licensed former licensee with CE reference ABJ630. This person has 11.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-05-10 | 2015-01-02 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2015-01-02 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2011-05-04 | 2015-01-02 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2007-05-04 | 2011-04-16 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-06 | 2011-04-16 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2007-10-08 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.