Fung Shan Liu

廖鳳珊
CE No. ABI312 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Shan Liu (廖鳳珊), a licensed former licensee with CE reference ABI312. This person has 20.6 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
EAA Securities Limited
東美證券有限公司
RO Type 1 - Dealing in securities 2008-05-19 2023-10-31
EAA Securities Limited
東美證券有限公司
RO Type 4 - Advising on securities 2008-05-19 2023-10-31
EAA Securities Limited
東美證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-05-19
EAA Securities Limited
東美證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-12-16
EAA Securities Limited
東美證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-12-16
EAA Securities Limited
東美證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-12-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fung Shan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chak Wah Lau EAA Securities Limited 2004–2023
Po Fong Hung EAA Securities Limited 2005–2023
Wing Kin Tsang EAA Securities Limited 2003–2008
Wai Ming Lee EAA Securities Limited 2003–2006
Pagky Shu Wai Yeung EAA Securities Limited 2003–2006
Anita Yuk Yuen Chong EAA Securities Limited 2003–2005
Ada Yuk Ling Ting EAA Securities Limited 2003–2005
Fung Mei Leung EAA Securities Limited 2003–2004
Kuk Mui Lam EAA Securities Limited 2003–2006
Sau Chun Wong EAA Securities Limited 2003–2006
Wai Leung So EAA Securities Limited 2004–2006
Yuk Lin Chan EAA Securities Limited 2003–2004
Chun Ming Law EAA Securities Limited 2003–2004
Andy Kai Yin Lo EAA Securities Limited 2003–2004
Li Hau Chau EAA Securities Limited 2006–2007
Shing Hang Cho EAA Securities Limited 2004–2006
Man Ma EAA Securities Limited 2004–2006
Walter Ying Kit Ng EAA Securities Limited 2004–2005
Yuen Sang Lee EAA Securities Limited 2003–2004
Yau Ming Nip EAA Securities Limited 2003–2004
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