Yau Ming Nip
聶幼明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Ming Nip (聶幼明), a licensed former licensee with CE reference AAZ495. This person has 17.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-07 | 2020-12-31 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-06 | 2004-04-06 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-04-14 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-14 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-14 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yau Ming Nip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Sang Lee | EAA Securities Limited | 2003–2004 |
| Kuk Mui Lam | EAA Securities Limited | 2003–2004 |
| Sau Chun Wong | EAA Securities Limited | 2003–2004 |
| Spencer Wing Fai Law | EAA Securities Limited | 2003–2004 |
| Pagky Shu Wai Yeung | EAA Securities Limited | 2003–2004 |
| Wing Kin Tsang | EAA Securities Limited | 2003–2004 |
| Fung Mei Leung | EAA Securities Limited | 2003–2004 |
| Yuk Lin Chan | EAA Securities Limited | 2003–2004 |
| Anita Yuk Yuen Chong | EAA Securities Limited | 2003–2004 |
| Wai Ming Lee | EAA Securities Limited | 2003–2004 |
| Fung Shan Liu | EAA Securities Limited | 2003–2004 |
| Ada Yuk Ling Ting | EAA Securities Limited | 2003–2004 |
| Chun Ming Law | EAA Securities Limited | 2003–2004 |
| Andy Kai Yin Lo | EAA Securities Limited | 2003–2004 |
| Walter Ying Kit Ng | EAA Securities Limited | 2004 |