Eric Ka Wai Ng
吳家煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ka Wai Ng (吳家煒), a licensed former licensee with CE reference ABI099. This person has 16.4 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-15 | 2020-04-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-15 | 2020-04-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-15 | 2020-04-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 4 - Advising on securities | 2016-07-28 | 2019-05-02 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-13 | 2019-05-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 - Asset management | 2013-01-11 | 2014-02-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 - Asset management | 2009-08-06 | 2019-01-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-04 | 2019-01-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2005-12-14 | 2019-01-15 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-21 | 2005-10-10 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-21 | 2005-10-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Ka Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.