Douglas Kim Ho Yu
余劍豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Kim Ho Yu (余劍豪), a licensed former licensee with CE reference ABF198. This person has 13.7 years of SFC licence history. Total licence records on file: 31.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 - Asset management | 2020-09-30 | 2020-09-30 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-30 | 2020-09-30 |
| WK Fund Management Limited 勁域基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-02-25 | 2020-09-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-13 | 2019-01-04 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2018-03-21 | 2019-01-04 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-14 | 2017-05-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2016-08-16 | 2017-02-08 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-16 | 2017-02-08 |
| China Everbright Capital Limited 中國光大融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-09 | 2015-05-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-09 | 2015-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2011-12-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-19 | 2011-12-09 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-19 | 2015-05-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-19 | 2015-05-15 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-19 | 2015-05-15 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-04-19 | 2015-05-15 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-15 | 2011-04-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-15 | 2011-04-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-03 | 2009-07-02 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-03 | 2009-07-02 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-17 | 2008-09-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-06 | 2008-09-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-13 | 2006-05-26 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-08 | 2005-05-06 |
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-03-08 | 2005-05-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Kim Ho Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.