Ricky Wai Lam Lai
賴偉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Lam Lai (賴偉霖), a licensed former licensee with CE reference ABB629. This person has 7.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2012-10-03 | 2014-09-10 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-03 | 2014-09-10 |
| Grand Capital Asia Limited 大華亞洲策略有限公司 |
RO | Type 1 - Dealing in securities | 2008-05-13 | 2008-10-06 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-07 | 2008-04-25 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-07 | 2008-04-25 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-03 | 2006-07-28 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-03 | 2006-07-28 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-05-25 | 2006-01-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-05-25 | 2006-01-03 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-23 | 2005-05-25 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-25 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-06-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Wai Lam Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.