Derrick Wang Yip Lau
劉宏業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derrick Wang Yip Lau (劉宏業), a licensed former licensee with CE reference AAU800. This person has 18.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-09-21 | 2022-09-13 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-02-25 | 2022-09-13 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-02-25 | 2022-09-13 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-07-23 | 2022-09-13 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-13 | 2022-09-13 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-09-12 | 2022-09-13 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 1 - Dealing in securities | 2007-04-03 | 2011-04-07 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2007-04-03 | 2011-04-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-17 | 2011-04-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-06-17 | 2011-04-07 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-01-12 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derrick Wang Yip Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.