Winnie Wai Yin Hau
侯慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yin Hau (侯慧賢), a licensed former licensee with CE reference AAO493. This person has 8.3 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-04-10 | 2011-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2011-07-29 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-01-18 | 2011-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2011-07-29 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 - Advising on corporate finance | 2006-01-18 | 2011-07-29 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2011-07-29 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-01-18 | 2011-07-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-08-10 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-01-18 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wai Yin Hau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.