Paul Anthony Marchington
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Anthony Marchington, a licensed former licensee with CE reference AAJ078. This person has 9.0 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2021-08-24 | 2025-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-08-24 | 2025-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | 2021-08-24 | 2025-06-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-01 | 2021-08-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-01 | 2021-08-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-09-18 | 2015-10-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-18 | 2015-10-21 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-11-27 | 2014-12-05 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-27 | 2014-12-05 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-06-10 | 2014-06-14 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2014-06-10 | 2014-06-14 |