Jonathan David Slone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan David Slone, a licensed former licensee with CE reference AAI585. This person has 4.1 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leucadia Asset Management Limited | RO | Type 9 - Asset management | 2020-11-03 | 2021-11-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-13 | 2020-10-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-01 | 2018-02-01 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-01 | 2019-04-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2008-03-14 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Jonathan David Slone during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Paul Kin Ming Shiu | Leucadia Asset Management Limited | 2020–2021 |